Head of IBD-Sponsor Principle

Harbridge Partners Limited

Central & Western Area

Above HK$70,000 /month

Posted on 8-Mar-23

Job Highlights

  • Head of IBD, Sponsor Principal for type 6 (IPO)
  • Investment Banking,Corporate Finance,IPO,IBD
  • Execution oriented position.

Job Description

The Company:

Our client is looking to structured an Investment banking team with IPO, ECM and secondary market M&A functions. They are now looking for a Sponsor Principle who is experienced in deal execution to join them as their Head of IBD. 


  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
  • Develop and execute the firm’s investment banking strategy – Manage and mentor a team of investment banking professionals
  • Maintain relationships with clients and other stakeholders – Identify and pursue new business opportunities – Lead and execute capital markets transactions,
  • Ensure compliance with regulatory requirements and internal policies
  • Work collaboratively with other departments within the firm, including risk management, legal, and compliance
  • Ensure operations comply with all existing relevant regulatory requirements and applicable laws as well as risk management requirements and standard of good market practices
  • Drive and develop investment banking business including IPO and advisory transactions
  • Build up good relationship with clients and maintain strong business network


  • Current holder of Responsible Officer & Principal licenses registered under SFC (Type 6)
  • Strong leadership and management skills, with experience managing teams of professionals
  • Excellent communication and interpersonal skills, with the ability to build and maintain relationships with clients and other stakeholders – In-depth knowledge of capital markets, including IPOs, M&A, DCM, and ECM deals
  • Familiarity with regulatory requirements and internal policies related to investment banking
  • Ability to work collaboratively with other departments within the firm 
  • University degree in accounting/ economics/ finance/ investment related discipline, professional qualifications such as CPA/ CFA preferred
  • Sound knowledge of SFO, regulations and guidelines
  • Excellent leadership capabilities
  • Strong command in spoken and written English and Chinese, fluency in Mandarin
Job Functions: Banking / Financial Services / Insurance
Job Type: Full Time Permanent
Years of Experience: 7 Years

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